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LICENSING Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state`s broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state`s broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. Investments products and services available only to residents of: AZ CA CO CT DC FL IL IN KY ME MD MA MI NJ NY OC OH OR PA RI VI WA |
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Westminster provides comprehensive financial plans for individuals and their families for wealth building and management, retirement planning, education funding, estate and survivor needs, and other of life's investment and financial planning issues.
At Westminster, planning is a service using a well-written process that details your unique goals and the "Road Map" used to achieve them.
Cambridge Investment Research, Inc.,
is an FINRA registered securities broker-dealer
and SEC Registered Investment Advisor registered in all 50 states. This
web site is published in the United States for residents of the United
States. Cambridge Investment Research, Inc. is a member of the Securities Investor
Protection Corporation (SIPC).
Important Notice.
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cli·ent(kl ' nt),
n.
The party for which professional services are rendered;
One that depends on the protection of another.
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